Untitled Document

I offer my money management services to clients based on my investment strategy. I manage US Stock Portfolio, US Fixed Income Portfolio, protect your large investments in a single company stock, write my Newsletter, and conduct Investment Workshops and Classes for prospects and public. The followings are detailed explanations of my services:

U.S. Stock Portfolio: I manage clients’ personal, IRA, and 401k accounts on a discretionary basis and within the guidelines of my investment strategy. I select stocks for our portfolios (long or short side), and design protective option strategies for each individual investment. Please review “Investment Strategy” section for a detailed explanation of my selection and design process.

U.S. Fixed Income Portfolio: For clients near retirement or based on my asset allocation model, I recommend investments in the fixed income area. Using quantitative evaluations, I select corporate or government bond funds or shorter term treasuries for our portfolios. Fixed income provides steady income; However, total return consists of the income as well as the gain or lose in the value of the fixed income investment. Income can be offset if the value of the investment decline. To reduce the price volatility and to protect the loss of value, I use my risk management strategy and design protective options for each individual investment.

Concentrated Positions in a Stock Portfolio: I design option strategies to reduce or eliminate the risk in stock portfolios with large positions in a single company stock. Some individuals have large concentrated positions in a specific industry (e.g., all positions in high tech companies) or a single stock. They have gradually received these stocks from their employees, through stock option bonuses, or from inheritance. Based on client’s needs, I will design options with different degrees of price protection, generate cash proceeds, and will review the potentials for tax deferrals.

Newsletter and Articles: I write newsletters for my clients and monthly articles appear on my web site. The newsletter includes my investment strategy and market outlook, fundamental evaluation, technical evaluation, and bond market / interest rates.

To receive a FREE copy of my newsletter, which is available to my clients only, please click “Contact Us”, and fill out the confidential request form.

Seminars and Workshops: I conduct seminars and workshops 2-3 times a year. The purpose of these workshops is to explain my investment strategy, and walk you through the steps of constructing and protecting a portfolio of common stocks. I explain fundamental analysis, technical analysis, and risk management strategies on both long and short sides. Please see “Seminar Overview” for a detailed explanation of my discussions.

To receive invitation to my seminar/workshop, please click “Contact Us”, and fill out the confidential request form.